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Choosing a Financial Advisor for financial and investment planning:
Fiduciary: This consists of a duty of loyalty and care, and simply means that the advisor must act in the best interest of his or her client. Adhered to by Registered Investment Advisors and enforced by the Securities and Exchange Commission (SEC).
Suitability: Instead of having to place his or her interests below that of the client, the suitability standard only details that the broker-dealer must reasonably believe that any recommendations made are suitable for clients, in terms of the client's financial needs, objectives and unique circumstances. A key distinction in terms of loyalty is also important, in that a broker's duty is to the broker-dealer he or she works for, not necessarily the client served…
A large number of advisors go by a suitability standard.
You should always ask your advisor what standard they use.
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